3. Characterising academic information systems in Australia: developing and evaluating a theoretical framework

Gail Ridley

IT Control Research Group

School of Accounting and Corporate Governance

University of Tasmania

Abstract

The study reported in this monograph aims to investigate the state of the information systems (IS) academic discipline in Australia from a historical and current perspective, collecting evidence across a range of dimensions. To maximise the strategic potential of the study, the results need to be capable of integration, so that the relationships within and across the dimensions and geographical units are understood. A meaningful theoretical framework will help relate the results of the different dimensions of the study to characterise the discipline in the region, and assist in empowering the Australian IS research community. This chapter reviewed literature on the development of disciplines, before deriving a theoretical framework for the broader study reported in this volume. The framework considered the current and past state of IS in Australian universities from the perspective of the development of a discipline. The components of the framework were derived and validated through a thematic analysis of the IS and non-IS literature. This chapter also presents brief vignettes of the development of two other related disciplines. The framework developed in this chapter, which has been guided partly by Whitley’s theory of scientific change, has been used elsewhere to analyse data collated from the Australian states and the Australian Capital Territory. The degree of variation in Australian IS as an indication of its ‘professionalisation’, the nature of its body of knowledge and its mechanisms of control will be used to frame the analysis. Information systems is acknowledged as a discipline that is subject to frequent change. Pragmatism is used as an example to test the framework’s capability of accommodating future changes in IS. Information systems scholars from three other world regions—North America, the United Kingdom and Scandinavia—have commented on the application of the framework to their own region. Research reported in the chapters and the meta-analysis that follow in this monograph have drawn on the theoretical framework presented below.

Table of Contents

Introduction
IS as a discipline or field
Approaches to the development of disciplines
Largely independent approaches to explain disciplinary development
Combined approaches to explain disciplinary development
Motivation to understand the nature and development of a discipline
Vignettes of disciplinary development
An analysis of the literature to develop a framework
Methodology
Results
Discussion and findings
Framework development
Adaptability of framework to future change in IS
Review of the recent literature on pragmatism
Testing the placement of pragmatism in the framework
Applicability of the framework to IS in other world regions
Applying the framework to IS in North America: a comment from Professor Bob Zmud, from the Price College of Business at the University of Oklahoma, USA
Applying the framework to IS in the United Kingdom: a comment from Professors Frank Land, from the London School of Economics, and Antony Bryant, from the School of Information Management at Leeds Metropolitan University, UK
Applying the framework to IS in Scandinavia: a comment from Professor Karlheinz Kautz, from the Copenhagen Business School, Denmark
Collating international views on the framework
Conclusions
Acknowledgements
Select bibliography

Introduction

Information systems is a relatively new discipline in the Australian context, as is discussed in Clarke elsewhere in this monograph. Its contribution to Australia has increased with the growing understanding of the importance of computer systems in assisting organisations and individuals to achieve their goals. Given the growing contribution of the IS academic discipline to Australia, the study reported in this publication is timely, as it aims to investigate the state of IS in the universities of the region. The strategic benefits of gathering data in order to access increased power, status and resources for the IS discipline in Australia in the future are obvious. To maximise the future strategic benefits of doing so, however—particularly as this Australian study could act as a pilot for future Association for Information Systems (AIS) studies in other regions—the investigation needs to consider common questions in common ways. This chapter develops a theoretical framework to provide a common way of looking at data collected over a range of dimensions from different geographical areas in Australia. It also considers whether the framework is capable of accommodating future changes to the nature of IS.

It is tempting to view the development of IS in Australian universities as a unique case. There is, however, a body of knowledge that attempts to explain changes in fields of knowledge, including the emergence of new disciplines. An understanding of the past development of IS will help those in the discipline to better position the future of IS in Australia. Much of the literature on the development of disciplines comes from the sociology and philosophy of science and dates from the 1950s to the early 1980s. Since that period the philosophy of technology has emerged as another branch of philosophy, which includes study of the role of technology within the development of society (Gorokhov 1998). Some literature from both sources is relevant to a consideration of IS, as it is possible that many characteristics of its development arose because it was a new discipline, with involvement in technology. Therefore, the features and milestones of the development of IS might be typical of the early development of all or many disciplines and not unique. This reasoning was supported in the IS literature by Farhoomand (1992), who contended that the nature of progress in a discipline needed to be examined within a framework of the philosophy of science. The concept accords with Popper’s (1959) argument that discovery needs to be directed by theory, instead of theory being derived from empirical observation. The development of IS as a discipline has been considered in several waves (Fitzgerald 2003) since its first emergence—most recently in 2006. This work has examined the origins and the future of IS. Bauman (1992:76), however, believed that ‘only a [flawed] discipline…feels the need to justify its…exist[ence]’. Neither position, however, has been influential in Australia, where there has been little examination of the nature and development of IS.

At least two different views could be taken on the state of academic IS: an external view from outside the academic field, which includes the view of IS practitioners, and an internal one, as seen by IS academics (Hirschheim and Klein 2003). This chapter, like much of the literature, focuses largely on the internal view of IS, leaving the external view to another time, after an initial examination of the IS discipline in Australian universities has been undertaken. When taking an internal perspective, research and teaching perspectives could be considered in a discussion of the state of IS in Australian universities. Most of the literature on the state and development of IS concentrates on research issues, rather than teaching. Consequently, the review of the literature presented below regarding the state and development of IS places emphasis on research issues rather than on teaching issues.

Many people view IS as an applied science, as evidenced by the accreditation of IS programs in US business schools by ABET (formerly referred to as the Accreditation Board for Engineering and Technology) (Challa et al. 2005). Science has been described as a convention, in which the norms, expectations and values of the group while searching for understanding are relevant (Klein et al. 1991). As such, social characteristics are important to the development of science. Bunge (1979) differentiated between culture-free pure science and scientific technology, where the latter was applied in nature and involved ethics, while later writers saw science and technology as being interdependent or hybridised (Pitt 2000; Latour 2003). There has been much debate about how scientific progress comes about (Lee 1989) with many explanations put forward. The methods proposed for scientific progress include, for example, incremental verifications (the logical positivists), the increasing consensus of researchers (Polanyi 1958), the use of falsifications (Popper 1959), revolutions that overturn previous paradigms (Kuhn 1970), progressive or degenerative research programs conducted over extended periods (Lakatos 1970), political practices (Foucault 1977) or research trails versus tinkering (Chubin and Connolly 1982).

An overview of some of the literature related to scientific progress and the development of disciplines is presented in this chapter, particularly where it has been linked in the past to IS. It is believed that the literature provides a theoretical context for a study designed to characterise the state of the IS academic discipline in Australia. After an examination of the literature, a framework will be developed to guide the collection and analysis of data for the study reported elsewhere in this monograph. The framework is then examined to assess whether it is sufficiently dynamic to accommodate a more recent development in IS.

IS as a discipline or field

There are different ways of defining a group of researchers undertaking related research. At least five definitions have been applied to IS. Keen (1991) saw nothing unique in IS research in its topics, theory or methodology, and referred to IS as a ‘self-defined community’ as researchers ‘declare[d] themselves as members’. King (1993) viewed IS as ‘not even a field’, but as ‘an intellectual convocation that arose from the confluence of interests among individuals from many fields’. A ‘field’ has been defined as

an area of knowledge and learning which is not yet accepted as a discipline. Fields of study tend to be more recent areas of scholarship with somewhat fuzzy boundaries; significant numbers of concepts within them are open to debate; and researchers and scholars in the area tend to draw heavily on old-established disciplines for their methodologies and conceptualisations. (Tardif 1989)

A discipline has sharper boundaries. Tardif (1989) saw a discipline as

a body of knowledge, definitions, and concepts built up over a long period and receiving consensus recognition by scholars; theories which interrelate the concepts and provide explanations of observed phenomena and permit predictions from them; and well established research methodologies.

Keen (1991) and King (1993) saw IS as a sub-field; Hirschheim et al. (1996) referred to IS as a field. Even more recently, little consensus has been reached on whether IS is a discipline or some other grouping. In 2002, Paul viewed IS as a ‘subject seeking a body of knowledge’ (p. 175). The next year, Fitzgerald (2003:225) saw IS as not ‘even close to being a discipline’, but as a perspective placed between technology and some other subject areas such as management. More recently, Bryant (2006) argued for reorienting the discipline of IS—as informatics.

A review of the literature suggests that researchers are still unsure about how to label IS. Many IS researchers have used the terms ‘field’ or ‘discipline’ interchangeably, avoiding the issue. Whether to label IS as a discipline, a field or as something else is likely to become clearer with greater awareness and understanding of its nature and development. Consequently, no attempt will be made in this chapter to label IS in the Australian context as a discipline or otherwise. It is more appropriate to leave this analysis until after review has been undertaken of the study findings.